Retiring Soon? Having Enough May Not Be Enough

With 330 per hour turning 62 in 2008, is it any surprisedividends without liquidation of the underlying
that the transition from work to retirement is on theinvestment. A properly funded income portfolio could
mind of many of the baby boomers? Whilecontinue to provide income year after year without
accumulating, the boomers had learned plenty aboutselling shares. The secret is maintaining ownership
saving for retirement. Strategies like dollar costthrough the volatile markets. Assets not required to
averaging, deferring taxes and leveraging debt allfund income can be allocated to a variety of growth
made sense. However, did you know that many of thedevices. From time to time a transfer from growth
accumulation strategies may not apply in retirement? Indevices to income devices may be required to help
fact, they may be down right dangerous.your income keep pace with inflation.
Dollar Cost Averaging (DCA): An accumulationTax Deferral: we invested into pretax plans based on
strategy proposes that market volatility providesthe premise that tax rates would be lower in
opportunity to purchase more shares, at a lowerretirement, but are they? Ask a retiree! We were told
average cost per share as investment go through theirdefer, defer and defer. However, without a carefully
normal price swings. In the same manner, generatingthought out distribution strategy you could pay a much
retirement income by systematically selling as shareshigher tax rate on retirement distributions or when
go through their normal price swings would also resultpassing these assets to your heirs, than was provided
in selling at a lower cost per share. Certainly this is notduring accumulation.
the objective of a retiree! The misunderstanding of theManaging taxes while providing cash flow in retirement
investment objective (accumulation or income) causedcan be a tricky matter. A focus on eliminating the
many retirees to reduce lifestyle or return to work asmortgage and other debt prior to retiring will reduce the
their portfolios were decimated by the combination ofdemand retirement plan distributions without loss of
the falling stock markets and monthly distributionslifestyle. Employees with the stock of their employers
required to provide retirement income.in an ESOP or 401(k) are afforded special tax
A typical retirement calculator will illustrate: if you earntreatment when separating from service. Capital gains
9% and distribute 5% the remaining 4% is left to grow.can be managed, retirement income could be
Deep down inside you know that this can not work ifaugmented with Roth IRA distributions. These
the distribution rate is fixed while the price of stockstrategies not only reduce federal and state and
based investments could rise or fall at any time.capitol gains, they may also reduce or eliminate
Many have tried to (sell at the high points) time thetaxation on Social Security resulting in a compounding
market. However, consider this. The Dow was downaffect of tax savings.
from 1999 to 2006. An attempt to avoid selling until theThe tax code is passive in the favor of the IRS. To
investment was up may have resulted in a forcedreceive benefit of even basic tax strategies requires
sale, potentially at the markets lowest points.analysis and action before the end of each tax year.
Face it, once retired, our monthly income requirementsWhen working within the tax code, saving money on
go on. We will continue to need monthly income untiltaxes is nearly risk free and certainly tax free.
we die or win the lottery and we will need it regardlessThe strategies and tools we implemented for
of the state of the market, the price of gold oraccumulation are not bad, they are simply for
whether were at peace or war. So how do youaccumulation. The job has changed; a new strategy
reduce the risk of funding retirement income? Aand suitable tools for retirement are recommended.
portfolio of bank accounts, loan portfolios, bonds, REITsWith proper investment management and income tax
and dividend paying stocks may provide the answer.planning retirees can retire sooner, spend more or
These "income devices" provide annual interest orleave more to their heirs.